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IETF RFC 5288

AES Galois Counter Mode (GCM) Cipher Suites for TLS

Last modified on Wednesday, August 20th, 2008

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Network Working Group                                         J. Salowey
Request for Comments: 5288                                  A. Choudhury
Category: Standards Track                                    D. McGrew
                                                     Cisco Systems, Inc.
                                                             August 2008


          AES Galois Counter Mode (GCM) Cipher Suites for TLS

 Status of This Memo

   This document specifies an Internet standards track protocol for the
   Internet community, and requests discussion and suggestions for
   improvements.  Please refer to the current edition of the "Internet
   Official Protocol Standards" (STD 1) for the standardization state
   and status of this protocol.  Distribution of this memo is unlimited.

 Abstract

   This memo describes the use of the Advanced Encryption Standard (AES)
   in Galois/Counter Mode (GCM) as a Transport Layer Security (TLS)
   authenticated encryption operation.  GCM provides both
   confidentiality and data origin authentication, can be efficiently
   implemented in hardware for speeds of 10 gigabits per second and
   above, and is also well-suited to software implementations.  This
   memo defines TLS cipher suites that use AES-GCM with RSA, DSA, and
   Diffie-Hellman-based key exchange mechanisms.

 Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 2
   2.  Conventions Used in This Document . . . . . . . . . . . . . . . 2
   3.  AES-GCM Cipher Suites . . . . . . . . . . . . . . . . . . . . . 2
   4.  TLS Versions  . . . . . . . . . . . . . . . . . . . . . . . . . 3
   5.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 4
   6.  Security Considerations . . . . . . . . . . . . . . . . . . . . 4
     6.1.  Counter Reuse . . . . . . . . . . . . . . . . . . . . . . . 4
     6.2.  Recommendations for Multiple Encryption Processors  . . . . 4
   7.  Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . 5
   8.  References  . . . . . . . . . . . . . . . . . . . . . . . . . . 6
     8.1.  Normative References  . . . . . . . . . . . . . . . . . . . 6
     8.2.  Informative References  . . . . . . . . . . . . . . . . . . 6









Salowey, et al.             Standards Track                  PAGE 1 top


RFC 5288 AES-GCM Cipher suites August 2008 1. Introduction This document describes the use of AES [AES] in Galois Counter Mode (GCM) [GCM] (AES-GCM) with various key exchange mechanisms as a cipher suite for TLS. AES-GCM is an authenticated encryption with associated data (AEAD) cipher (as defined in TLS 1.2 [RFC 5246]) providing both confidentiality and data origin authentication. The following sections define cipher suites based on RSA, DSA, and Diffie-Hellman key exchanges; ECC-based (Elliptic Curve Cryptography) cipher suites are defined in a separate document [RFC 5289]. AES-GCM is not only efficient and secure, but hardware implementations can achieve high speeds with low cost and low latency, because the mode can be pipelined. Applications that require high data throughput can benefit from these high-speed implementations. AES-GCM has been specified as a mode that can be used with IPsec ESP [RFC 4106] and 802.1AE Media Access Control (MAC) Security [IEEE8021AE]. 2. Conventions Used in This Document The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC 2119]. 3. AES-GCM Cipher Suites The following cipher suites use the new authenticated encryption modes defined in TLS 1.2 with AES in Galois Counter Mode (GCM) [GCM]: CipherSuite TLS_RSA_WITH_AES_128_GCM_SHA256 = {0x00,0x9C} CipherSuite TLS_RSA_WITH_AES_256_GCM_SHA384 = {0x00,0x9D} CipherSuite TLS_DHE_RSA_WITH_AES_128_GCM_SHA256 = {0x00,0x9E} CipherSuite TLS_DHE_RSA_WITH_AES_256_GCM_SHA384 = {0x00,0x9F} CipherSuite TLS_DH_RSA_WITH_AES_128_GCM_SHA256 = {0x00,0xA0} CipherSuite TLS_DH_RSA_WITH_AES_256_GCM_SHA384 = {0x00,0xA1} CipherSuite TLS_DHE_DSS_WITH_AES_128_GCM_SHA256 = {0x00,0xA2} CipherSuite TLS_DHE_DSS_WITH_AES_256_GCM_SHA384 = {0x00,0xA3} CipherSuite TLS_DH_DSS_WITH_AES_128_GCM_SHA256 = {0x00,0xA4} CipherSuite TLS_DH_DSS_WITH_AES_256_GCM_SHA384 = {0x00,0xA5} CipherSuite TLS_DH_anon_WITH_AES_128_GCM_SHA256 = {0x00,0xA6} CipherSuite TLS_DH_anon_WITH_AES_256_GCM_SHA384 = {0x00,0xA7} These cipher suites use the AES-GCM authenticated encryption with associated data (AEAD) algorithms AEAD_AES_128_GCM and AEAD_AES_256_GCM described in [RFC 5116]. Note that each of these AEAD algorithms uses a 128-bit authentication tag with GCM (in particular, as described in Section 3.5 of [RFC 4366], the Salowey, et al. Standards Track PAGE 2 top

RFC 5288 AES-GCM Cipher suites August 2008 "truncated_hmac" extension does not have an effect on cipher suites that do not use HMAC). The "nonce" SHALL be 12 bytes long consisting of two parts as follows: (this is an example of a "partially explicit" nonce; see Section 3.2.1 in [RFC 5116]). struct { opaque salt[4]; opaque nonce_explicit[8]; } GCMNonce; The salt is the "implicit" part of the nonce and is not sent in the packet. Instead, the salt is generated as part of the handshake process: it is either the client_write_IV (when the client is sending) or the server_write_IV (when the server is sending). The salt length (SecurityParameters.fixed_iv_length) is 4 octets. The nonce_explicit is the "explicit" part of the nonce. It is chosen by the sender and is carried in each TLS record in the GenericAEADCipher.nonce_explicit field. The nonce_explicit length (SecurityParameters.record_iv_length) is 8 octets. Each value of the nonce_explicit MUST be distinct for each distinct invocation of the GCM encrypt function for any fixed key. Failure to meet this uniqueness requirement can significantly degrade security. The nonce_explicit MAY be the 64-bit sequence number. The RSA, DHE_RSA, DH_RSA, DHE_DSS, DH_DSS, and DH_anon key exchanges are performed as defined in [RFC 5246]. The Pseudo Random Function (PRF) algorithms SHALL be as follows: For cipher suites ending with _SHA256, the PRF is the TLS PRF [RFC 5246] with SHA-256 as the hash function. For cipher suites ending with _SHA384, the PRF is the TLS PRF [RFC 5246] with SHA-384 as the hash function. Implementations MUST send TLS Alert bad_record_mac for all types of failures encountered in processing the AES-GCM algorithm. 4. TLS Versions These cipher suites make use of the authenticated encryption with additional data defined in TLS 1.2 [RFC 5246]. They MUST NOT be negotiated in older versions of TLS. Clients MUST NOT offer these cipher suites if they do not offer TLS 1.2 or later. Servers that select an earlier version of TLS MUST NOT select one of these cipher suites. Because TLS has no way for the client to indicate that it Salowey, et al. Standards Track PAGE 3 top

RFC 5288 AES-GCM Cipher suites August 2008 supports TLS 1.2 but not earlier, a non-compliant server might potentially negotiate TLS 1.1 or earlier and select one of the cipher suites in this document. Clients MUST check the TLS version and generate a fatal "illegal_parameter" alert if they detect an incorrect version. 5. IANA Considerations IANA has assigned the following values for the cipher suites defined in this document: CipherSuite TLS_RSA_WITH_AES_128_GCM_SHA256 = {0x00,0x9C} CipherSuite TLS_RSA_WITH_AES_256_GCM_SHA384 = {0x00,0x9D} CipherSuite TLS_DHE_RSA_WITH_AES_128_GCM_SHA256 = {0x00,0x9E} CipherSuite TLS_DHE_RSA_WITH_AES_256_GCM_SHA384 = {0x00,0x9F} CipherSuite TLS_DH_RSA_WITH_AES_128_GCM_SHA256 = {0x00,0xA0} CipherSuite TLS_DH_RSA_WITH_AES_256_GCM_SHA384 = {0x00,0xA1} CipherSuite TLS_DHE_DSS_WITH_AES_128_GCM_SHA256 = {0x00,0xA2} CipherSuite TLS_DHE_DSS_WITH_AES_256_GCM_SHA384 = {0x00,0xA3} CipherSuite TLS_DH_DSS_WITH_AES_128_GCM_SHA256 = {0x00,0xA4} CipherSuite TLS_DH_DSS_WITH_AES_256_GCM_SHA384 = {0x00,0xA5} CipherSuite TLS_DH_anon_WITH_AES_128_GCM_SHA256 = {0x00,0xA6} CipherSuite TLS_DH_anon_WITH_AES_256_GCM_SHA384 = {0x00,0xA7} 6. Security Considerations The security considerations in [RFC 5246] apply to this document as well. The remainder of this section describes security considerations specific to the cipher suites described in this document. 6.1. Counter Reuse AES-GCM security requires that the counter is never reused. The IV construction in Section 3 is designed to prevent counter reuse. Implementers should also understand the practical considerations of IV handling outlined in Section 9 of [GCM]. 6.2. Recommendations for Multiple Encryption Processors If multiple cryptographic processors are in use by the sender, then the sender MUST ensure that, for a particular key, each value of the nonce_explicit used with that key is distinct. In this case, each encryption processor SHOULD include, in the nonce_explicit, a fixed value that is distinct for each processor. The recommended format is nonce_explicit = FixedDistinct || Variable Salowey, et al. Standards Track PAGE 4 top

RFC 5288 AES-GCM Cipher suites August 2008 where the FixedDistinct field is distinct for each encryption processor, but is fixed for a given processor, and the Variable field is distinct for each distinct nonce used by a particular encryption processor. When this method is used, the FixedDistinct fields used by the different processors MUST have the same length. In the terms of Figure 2 in [RFC 5116], the Salt is the Fixed-Common part of the nonce (it is fixed, and it is common across all encryption processors), the FixedDistinct field exactly corresponds to the Fixed-Distinct field, the Variable field corresponds to the Counter field, and the explicit part exactly corresponds to the nonce_explicit. For clarity, we provide an example for TLS in which there are two distinct encryption processors, each of which uses a one-byte FixedDistinct field: Salt = eedc68dc FixedDistinct = 01 (for the first encryption processor) FixedDistinct = 02 (for the second encryption processor) The GCMnonces generated by the first encryption processor, and their corresponding nonce_explicit, are: GCMNonce nonce_explicit ------------------------ ---------------------------- eedc68dc0100000000000000 0100000000000000 eedc68dc0100000000000001 0100000000000001 eedc68dc0100000000000002 0100000000000002 ... The GCMnonces generated by the second encryption processor, and their corresponding nonce_explicit, are GCMNonce nonce_explicit ------------------------ ---------------------------- eedc68dc0200000000000000 0200000000000000 eedc68dc0200000000000001 0200000000000001 eedc68dc0200000000000002 0200000000000002 ... 7. Acknowledgements This document borrows heavily from [RFC 5289]. The authors would like to thank Alex Lam, Simon Josefsson, and Pasi Eronen for providing useful comments during the review of this document. Salowey, et al. Standards Track PAGE 5 top

RFC 5288 AES-GCM Cipher suites August 2008 8. References 8.1. Normative References [AES] National Institute of Standards and Technology, "Advanced Encryption Standard (AES)", FIPS 197, November 2001. [GCM] Dworkin, M., "Recommendation for Block Cipher Modes of Operation: Galois/Counter Mode (GCM) and GMAC", National Institute of Standards and Technology SP 800- 38D, November 2007. [RFC 2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC 5116] McGrew, D., "An Interface and Algorithms for Authenticated Encryption", RFC 5116, January 2008. [RFC 5246] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.2", RFC 5246, August 2008. 8.2. Informative References [IEEE8021AE] Institute of Electrical and Electronics Engineers, "Media Access Control Security", IEEE Standard 802.1AE, August 2006. [RFC 4106] Viega, J. and D. McGrew, "The Use of Galois/Counter Mode (GCM) in IPsec Encapsulating Security Payload (ESP)", RFC 4106, June 2005. [RFC 4366] Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen, J., and T. Wright, "Transport Layer Security (TLS) Extensions", RFC 4366, April 2006. [RFC 5289] Rescorla, E., "TLS Elliptic Curve Cipher Suites with SHA-256/384 and AES Galois Counter Mode", RFC 5289, August 2008. Salowey, et al. Standards Track PAGE 6 top

RFC 5288 AES-GCM Cipher suites August 2008 Authors' Addresses Joseph Salowey Cisco Systems, Inc. 2901 3rd. Ave Seattle, WA 98121 USA EMail: jsalowey@cisco.com Abhijit Choudhury Cisco Systems, Inc. 3625 Cisco Way San Jose, CA 95134 USA EMail: abhijitc@cisco.com David McGrew Cisco Systems, Inc. 170 W Tasman Drive San Jose, CA 95134 USA EMail: mcgrew@cisco.com Salowey, et al. Standards Track PAGE 7 top

RFC 5288 AES-GCM Cipher suites August 2008 Full Copyright Statement Copyright © The IETF Trust (2008). This document is subject to the rights, licenses and restrictions contained in BCP 78, and except as set forth therein, the authors retain all their rights. This document and the information contained herein are provided on an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Intellectual Property The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79. Copies of IPR disclosures made to the IETF Secretariat and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementers or users of this specification can be obtained from the IETF on-line IPR repository at http://www.ietf.org/ipr. The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights that may cover technology that may be required to implement this standard. Please address the information to the IETF at ietf-ipr@ietf.org. Salowey, et al. Standards Track PAGE 8 top

AES Galois Counter Mode (GCM) Cipher Suites for TLS RFC TOTAL SIZE: 16468 bytes PUBLICATION DATE: Wednesday, August 20th, 2008 LEGAL RIGHTS: The IETF Trust (see BCP 78)


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