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IETF RFC 3709

Internet X.509 Public Key Infrastructure: Logotypes in X.509 Certificates

Last modified on Tuesday, February 17th, 2004

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Network Working Group                                       S. Santesson
Request for Comments: 3709                                     Microsoft
Category: Standards Track                                   R. Housley
                                                          Vigil Security
                                                              T. Freeman
                                                               Microsoft
                                                           February 2004


               Internet X.509 Public Key Infrastructure:
                    Logotypes in X.509 Certificates

 Status of this Memo

   This document specifies an Internet standards track protocol for the
   Internet community, and requests discussion and suggestions for
   improvements.  Please refer to the current edition of the "Internet
   Official Protocol Standards" (STD 1) for the standardization state
   and status of this protocol.  Distribution of this memo is unlimited.

 Copyright Notice

   Copyright © The Internet Society (2004).  All Rights Reserved.

 Abstract

   This document specifies a certificate extension for including
   logotypes in public key certificates and attribute certificates.























Santesson, et al.           Standards Track                  PAGE 1 top


RFC 3709 Logotypes in X.509 Certificates February 2004 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.1. Certificate-based Identification . . . . . . . . . . . . 3 1.2. Selection of Certificates. . . . . . . . . . . . . . . . 4 1.3. Combination of Verification Techniques . . . . . . . . . 5 1.4. Terminology. . . . . . . . . . . . . . . . . . . . . . . 6 2. Different types of logotypes in Certificates . . . . . . . . . 6 3. Logotype Data. . . . . . . . . . . . . . . . . . . . . . . . . 6 4. Logotype Extension . . . . . . . . . . . . . . . . . . . . . . 7 4.1. Extension Format . . . . . . . . . . . . . . . . . . . . 7 4.2. Other Logotypes. . . . . . . . . . . . . . . . . . . . . 11 5. Type of Certificates . . . . . . . . . . . . . . . . . . . . . 12 6. Use in Clients . . . . . . . . . . . . . . . . . . . . . . . . 12 7. Security Considerations. . . . . . . . . . . . . . . . . . . . 13 8. IANA Considerations. . . . . . . . . . . . . . . . . . . . . . 15 9. Acknowledgments. . . . . . . . . . . . . . . . . . . . . . . . 15 10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 16 10.1. Normative References . . . . . . . . . . . . . . . . . . 16 10.2. Informative References . . . . . . . . . . . . . . . . . 16 A. ASN.1 Module . . . . . . . . . . . . . . . . . . . . . . . . . 17 B. Example Extension. . . . . . . . . . . . . . . . . . . . . . . 19 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 20 Full Copyright Statement . . . . . . . . . . . . . . . . . . . . . 21 1. Introduction This specification supplements RFC 3280 [PKIX-1], which profiles X.509 [X.509] certificates and certificate revocation lists (CRLs) for use in the Internet. The basic function of a certificate is to bind a public key to the identity of an entity (the subject). From a strictly technical viewpoint, this goal could be achieved by signing the identity of the subject together with its public key. However, the art of Public-Key Infrastructure (PKI) has developed certificates far beyond this functionality in order to meet the needs of modern global networks and heterogeneous IT structures. Certificate users must be able to determine certificate policies, appropriate key usage, assurance level, and name form constraints. Before a relying party can make an informed decision whether a particular certificate is trustworthy and relevant for its intended usage, a certificate may be examined from several different perspectives. Santesson, et al. Standards Track PAGE 2 top

RFC 3709 Logotypes in X.509 Certificates February 2004 Systematic processing is necessary to determine whether a particular certificate meets the predefined prerequisites for an intended usage. Much of the information contained in certificates is appropriate and effective for machine processing; however, this information is not suitable for a corresponding human trust and recognition process. Humans prefer to structure information into categories and symbols. Most humans associate complex structures of reality with easily recognizable logotypes and marks. Humans tend to trust things that they recognize from previous experiences. Humans may examine information to confirm their initial reaction. Very few consumers actually read all terms and conditions they agree to in accepting a service, rather they commonly act on trust derived from previous experience and recognition. A big part of this process is branding. Service providers and product vendors invest a lot of money and resources into creating a strong relation between positive user experiences and easily recognizable trademarks, servicemarks, and logotypes. Branding is also pervasive in identification instruments, including identification cards, passports, driver's licenses, credit cards, gasoline cards, and loyalty cards. Identification instruments are intended to identify the holder as a particular person or as a member of the community. The community may represent the subscribers of a service or any other group. Identification instruments, in physical form, commonly use logotypes and symbols, solely to enhance human recognition and trust in the identification instrument itself. They may also include a registered trademark to allow legal recourse for unauthorized duplication. Since certificates play an equivalent role in electronic exchanges, we examine the inclusion of logotypes in certificates. We consider certificate-based identification and certificate selection. 1.1. Certificate-based Identification The need for human recognition depends on the manner in which certificates are used and whether certificates need to be visible to human users. If certificates are to be used in open environments and in applications that bring the user in conscious contact with the result of a certificate-based identification process, then human recognition is highly relevant, and may be a necessity. Examples of such applications include: - Web server identification where a user identifies the owner of the web site. Santesson, et al. Standards Track PAGE 3 top

RFC 3709 Logotypes in X.509 Certificates February 2004 - Peer e-mail exchange in B2B, B2C, and private communications. - Exchange of medical records, and system for medical prescriptions. - Unstructured e-business applications (i.e., non-EDI applications). - Wireless client authenticating to a service provider. Most applications provide the human user with an opportunity to view the results of a successful certificate-based identification process. When the user takes the steps necessary to view these results, the user is presented with a view of a certificate. This solution has two major problems. First, the function to view a certificate is often rather hard to find for a non-technical user. Second, the presentation of the certificate is too technical and is not user friendly. It contains no graphic symbols or logotypes to enhance human recognition. Many investigations have shown that users of today's applications do not take the steps necessary to view certificates. This could be due to poor user interfaces. Further, many applications are structured to hide certificates from users. The application designers do not want to expose certificates to users at all. 1.2. Selection of Certificates One situation where software applications must expose human users to certificates is when the user must select a single certificate from a portfolio of certificates. In some cases, the software application can use information within the certificates to filter the list for suitability; however, the user must be queried if more than one certificate is suitable. The human user must select one of them. This situation is comparable to a person selecting a suitable plastic card from his wallet. In this situation, substantial assistance is provided by card color, location, and branding. In order to provide similar support for certificate selection, the users need tools to easily recognize and distinguish certificates. Introduction of logotypes into certificates provides the necessary graphic. Santesson, et al. Standards Track PAGE 4 top

RFC 3709 Logotypes in X.509 Certificates February 2004 1.3. Combination of Verification Techniques The use of logotypes will, in many cases, affect the users decision to trust and use a certificate. It is therefore important that there be a distinct and clear architectural and functional distinction between the processes and objectives of the automated certificate verification and human recognition. Since logotypes are only aimed for human interpretation and contain data that is inappropriate for computer based verification schemes, the logotype extension MUST NOT be an active component in automated certification path validation. Automated certification path verification determines whether the end-entity certificate can be verified according to defined policy. The algorithm for this verification is specified in RFC 3280 [PKIX-1]. The automated processing provides assurance that the certificate is valid. It does not indicate whether the subject is entitled to any particular information, or whether the subject ought to be trusted to perform a particular service. These are access control decisions. Automatic processing will make some access control decisions, but others, depending on the application context, involve the human user. In some situations, where automated procedures have failed to establish the suitability of the certificate to the task, the human user is the final arbitrator of the post certificate verification access control decisions. In the end, the human will decide whether or not to accept an executable email attachment, to release personal information, or follow the instructions displayed by a web browser. This decision will often be based on recognition and previous experience. The distinction between systematic processing and human processing is rather straightforward. They can be complementary. While the systematic process is focused on certification path construction and verification, the human acceptance process is focused on recognition and related previous experience. There are some situations where systematic processing and human processing interfere with each other. These issues are discussed in the Security Considerations section. Santesson, et al. Standards Track PAGE 5 top

RFC 3709 Logotypes in X.509 Certificates February 2004 1.4. Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14, RFC 2119 [STDWORDS]. 2. Different Types of Logotypes in Certificates This specification defines the inclusion of three standard logotype types. 1) Community logotype 2) Issuer organization logotype 3) Subject organization logotype The community logotype - is the general mark for a community. It identifies a service concept for entity identification and certificate issuance. Many issuers may use a community logotype to co-brand with a global community in order to gain global recognition of its local service provision. This type of community branding is very common in the credit card business, where local independent card issuers include a globally recognized brand (such as VISA and MasterCard). Issuer organization logotype - is a logotype representing the organization identified as part of the issuer name in the certificate. Subject organization logotype - is a logotype representing the organization identified in the subject name in the certificate. In addition to the standard logotype types, this specification accommodates inclusion of other logotype types where each class of logotype is defined by an object identifier. The object identifier can be either locally defined or an identifier defined in section 4.2 of this document. 3. Logotype Data This specification defines two types of logotype data: image data and audio data. Implementations MUST support image data; however, support for audio data is OPTIONAL. There is no need to significantly increase the size of the certificate by including image and audio data of logotypes. Rather, a URI identifying the location to the logotype data and a one-way hash of the referenced data is included in the certificate. Santesson, et al. Standards Track PAGE 6 top

RFC 3709 Logotypes in X.509 Certificates February 2004 Several image files, representing the same image in different formats, sizes, and color palates, may represent each logotype image. At least one of the image files representing a logotype SHOULD contain an image within the size range of 60 pixels wide by 45 pixels high, and 200 pixels wide by 150 pixels high. Several audio files may further represent the same audio sequence in different formats and resolutions. At least one of the audio files representing a logotype SHOULD have a play time between 1 and 30 seconds. If a logotype of a certain type (as defined in section 2) is represented by more than one image file, then the image files MUST contain variants of roughly the same image. Likewise, if a logotype of a certain type is represented by more than one audio file, then the audio files MUST contain variants of the same audio information. A spoken message in different languages is considered a variation of the same audio information. Compliant applications MUST NOT display more than one of the images and MUST NOT play more than one of the audio sequences for any logotype type at the same time. A client MAY simultaneously display multiple logotypes of different logotype types. For example, it may display one subject organization logotype while also displaying a community logotype, but it MUST NOT display multiple image variants of the same community logotype. Each logotype present in a certificate MUST be represented by at least one image data file. Applications SHOULD enhance processing and off-line functionality by caching logotype data. 4. Logotype Extension This section specifies the syntax and semantics of the logotype extension. 4.1. Extension Format The logotype extension MAY be included in public key certificates [PKIX-1] or attribute certificates [PKIX-AC]. The logotype extension MUST be identified by the following object identifier: id-pe-logotype OBJECT IDENTIFIER ::= { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-pe(1) 12 } This extension MUST NOT be marked critical. Santesson, et al. Standards Track PAGE 7 top

RFC 3709 Logotypes in X.509 Certificates February 2004 Logotype data may be referenced through either direct or indirect addressing. Clients MUST support both direct and indirect addressing. Certificate issuing applications MUST support direct addressing, and certificate issuing applications SHOULD support indirect addressing. The direct addressing includes information about each logotype in the certificate, and URIs point to the image and audio data files. Direct addressing supports cases where just one or a few alternative images and audio files are referenced. The indirect addressing includes one reference to an external hashed data structure that contains information on the type, content, and location of each image and audio file. Indirect addressing supports cases where each logotype is represented by many alternative audio or image files. Both direct and indirect addressing accommodate alternative URIs to obtain exactly the same item. This opportunity for replication is intended to improve availability. Therefore, if a client is unable to fetch the item from one URI, the client SHOULD try another URI in the sequence. All URIs MUST use either the HTTP scheme (http://...) or the FTP scheme (ftp://...) [URI]. At least one URI in each sequence MUST use the HTTP scheme. Clients MUST support retrieval of referenced LogoTypeData with HTTP/1.1 [HTTP/1.1]. Clients MAY support retrieval using FTP [FTP]. The logotype extension MUST have the following syntax: LogotypeExtn ::= SEQUENCE { communityLogos [0] EXPLICIT SEQUENCE OF LogotypeInfo OPTIONAL, issuerLogo [1] EXPLICIT LogotypeInfo OPTIONAL, subjectLogo [2] EXPLICIT LogotypeInfo OPTIONAL, otherLogos [3] EXPLICIT SEQUENCE OF OtherLogotypeInfo OPTIONAL } LogotypeInfo ::= CHOICE { direct [0] LogotypeData, indirect [1] LogotypeReference } LogotypeData ::= SEQUENCE { image SEQUENCE OF LogotypeImage OPTIONAL, audio [1] SEQUENCE OF LogotypeAudio OPTIONAL } LogotypeImage ::= SEQUENCE { imageDetails LogotypeDetails, imageInfo LogotypeImageInfo OPTIONAL } Santesson, et al. Standards Track PAGE 8 top

RFC 3709 Logotypes in X.509 Certificates February 2004 LogotypeAudio ::= SEQUENCE { audioDetails LogotypeDetails, audioInfo LogotypeAudioInfo OPTIONAL } LogotypeDetails ::= SEQUENCE { mediaType IA5String, -- MIME media type name and optional -- parameters logotypeHash SEQUENCE SIZE (1..MAX) OF HashAlgAndValue, logotypeURI SEQUENCE SIZE (1..MAX) OF IA5String } LogotypeImageInfo ::= SEQUENCE { type [0] LogotypeImageType DEFAULT color, fileSize INTEGER, -- In octets xSize INTEGER, -- Horizontal size in pixels ySize INTEGER, -- Vertical size in pixels resolution LogotypeImageResolution OPTIONAL, language [4] IA5String OPTIONAL } -- RFC 3066 Language Tag LogotypeImageType ::= INTEGER { grayScale(0), color(1) } LogotypeImageResolution ::= CHOICE { numBits [1] INTEGER, -- Resolution in bits tableSize [2] INTEGER } -- Number of colors or grey tones LogotypeAudioInfo ::= SEQUENCE { fileSize INTEGER, -- In octets playTime INTEGER, -- In milliseconds channels INTEGER, -- 1=mono, 2=stereo, 4=quad sampleRate [3] INTEGER OPTIONAL, -- Samples per second language [4] IA5String OPTIONAL } -- RFC 3066 Language Tag OtherLogotypeInfo ::= SEQUENCE { logotypeType OBJECT IDENTIFIER, info LogotypeInfo } LogotypeReference ::= SEQUENCE { refStructHash SEQUENCE SIZE (1..MAX) OF HashAlgAndValue, refStructURI SEQUENCE SIZE (1..MAX) OF IA5String } -- Places to get the same "LTD" file HashAlgAndValue ::= SEQUENCE { hashAlg AlgorithmIdentifier, hashValue OCTET STRING } When using indirect addressing, the URI (refStructURI) pointing to the external data structure MUST point to a binary file containing the DER encoded data with the syntax LogotypeData. The referenced file name SHOULD include a file extension of "LTD". Santesson, et al. Standards Track PAGE 9 top

RFC 3709 Logotypes in X.509 Certificates February 2004 At least one of the optional elements in the LogotypeExtn structure MUST be present. Avoid the use of otherLogos whenever possible. The LogotypeReference and LogotypeDetails structures explicitly identify one or more one-way hash functions employed to authenticate referenced data files. Clients MUST support the SHA-1 [SHS] one-way hash function, and clients MAY support other one-way hash functions. CAs MUST include a SHA-1 hash value for each referenced file, calculated on the whole file, and CAs MAY include other one-way hash values. Clients MUST compute a one-way hash value using one of the identified functions, and clients MUST discard the logotype data if the computed one-way hash function value does not match the one-way hash function value in the certificate extension. A MIME type is used to specify the format of the file containing the logotype data. Implementations MUST support both the JPEG and GIF image formats (with MIME types of "image/jpeg" and "image/gif" [MEDIA], respectively). Animated images SHOULD NOT be used. Implementations that support audio MUST support the MP3 audio format (with a MIME type of "audio/mpeg" [AUDIO/MPEG]). MIME types MAY include parameters. When language is specified, the language tag MUST use the RFC 3066 [LANGCODES] syntax. Logotype types defined in this specification are: Community Logotype: If communityLogos is present, the logotypes MUST represent one or more communities with which the certificate issuer is affiliated. The communityLogos MAY be present in an end entity certificate, a CA certificate, or an attribute certificate. The communityLogos contains a sequence of Community Logotypes, each representing a different community. If more than one Community logotype is present, they MUST be placed in order of preferred appearance. Some clients MAY choose to display a subset of the present community logos; therefore the placement within the sequence aids the client selection. The most preferred logotype MUST be first in the sequence, and the least preferred logotype MUST be last in the sequence. Issuer Organization Logotype: If issuerLogo is present, the logotype MUST represent the issuer's organization. The logotype MUST be consistent with, and require the presence of, an organization name stored in the organization attribute in the issuer field (for either a public key certificate or attribute certificate). The issuerLogo MAY be present in an end entity certificate, a CA certificate, or an attribute certificate. Santesson, et al. Standards Track PAGE 10 top

RFC 3709 Logotypes in X.509 Certificates February 2004 Subject Organization Logotype: If subjectLogo is present, the logotype MUST represent the subject's organization. The logotype MUST be consistent with, and require the presence of, an organization name stored in the organization attribute in the subject field (for either a public key certificate or attribute certificate). The subjectLogo MAY be present in an end entity certificate, a CA certificate, or an attribute certificate. The relationship between the subject organization and the subject organization logotype, and the relationship between the issuer and either the issuer organization logotype or the community logotype, are relationships asserted by the issuer. The policies and practices employed by the issuer to check subject organization logotypes or claims its issuer and community logotypes is outside the scope of this document. 4.2. Other Logotypes Logotypes identified by otherLogos (as defined in 4.1) can be used to enhance the display of logotypes and marks that represent partners, products, services, or any other characteristic associated with the certificate or its intended application environment when the standard logotype types are insufficient. The conditions and contexts of the intended use of these logotypes are defined at the discretion of the local client application. The following other logotype types are defined in this document: - Loyalty logotype - Certificate Background logotype OID Definitions: id-logo OBJECT IDENTIFIER ::= { id-pkix 20 } id-logo-loyalty OBJECT IDENTIFIER ::= { id-logo 1 } id-logo-background OBJECT IDENTIFIER ::= { id-logo 2 } A loyalty logotype, if present, MUST contain a logotype associated with a loyalty program related to the certificate or its use. The relation between the certificate and the identified loyalty program is beyond the scope of this document. The logotype extension MAY contain more than one Loyalty logotype. Santesson, et al. Standards Track PAGE 11 top

RFC 3709 Logotypes in X.509 Certificates February 2004 The certificate background logotype, if present, MUST contain a graphical image intended as a background image for the certificate, and/or a general audio sequence for the certificate. The background image MUST allow black text to be clearly read when placed on top of the background image. The logotype extension MUST NOT contain more than one certificate background logotype. 5. Type of Certificates Logotypes MAY be included in public key certificates and attribute certificates at the discretion of the certificate issuer; however, logotypes MUST NOT be part of certification path validation or any type of automated processing. The sole purpose of logotypes is to enhance the display of a particular certificate, regardless of its position in a certification path. 6. Use in Clients All PKI implementations require relying party software to have some mechanism to determine whether a trusted CA issues a particular certificate. This is an issue for certification path validation, including consistent policy and name checking. After a certification path is successfully validated, the replying party trusts the information that the CA includes in the certificate, including any certificate extensions. The client software can choose to make use of such information, or the client software can ignore it. If the client is unable to support a provided logotype, the client MUST NOT report an error, rather the client MUST behave as though no logotype extension was included in the certificate. Current standards do not provide any mechanism for cross-certifying CAs to constrain subordinate CAs from including private extensions (see the security considerations section). Consequently, if relying party software accepts a CA, then it should be prepared to (unquestioningly) display the associated logotypes to its human user, given that it is configured to do so. Information about the logotypes is provided so that the replying party software can select the one that will best meet the needs of the human user. This choice depends on the abilities of the human user, as well as the capabilities of the platform on which the replaying party software is running. If none of the provided logotypes meets the needs of the human user or matches the capabilities of the platform, then the logotypes can be ignored. A client MAY, subject to local policy, choose to display none, one, or any number of the logotypes in the logotype extension. Santesson, et al. Standards Track PAGE 12 top

RFC 3709 Logotypes in X.509 Certificates February 2004 In many cases, a client will be used in an environment with a good network connection and also used in an environment with little or no network connectivity. For example, a laptop computer can be docked with a high-speed LAN connection, or it can be disconnected from the network altogether. In recognition of this situation, the client MUST include the ability to disable the fetching of logotypes. However, locally cached logotypes can still be displayed when the user disables the fetching of additional logotypes. A client MAY, subject to local policy, choose any combination of audio and image presentation for each logotype. That is, the client MAY display an image with or without playing a sound, and it MAY play a sound with or without displaying an image. A client MUST NOT play more than one logotype audio sequence at the same time. The logotype is to be displayed in conjunction with other identity information contained in the certificate. The logotype is not a replacement for this identity information. Care is needed when designing replying party software to ensure that an appropriate context of logotype information is provided. This is especially difficult with audio logotypes. It is important that the human user be able to recognize the context of the logotype, even if other audio streams are being played. If the relying party software is unable to successfully validate a particular certificate, then it MUST NOT display any logotype data associated with that certificate. 7. Security Considerations Implementations that simultaneously display multiple logotype types (subject organization, issuer, community or other), MUST ensure that there is no ambiguity as to the binding between the image and the type of logotype that the image represents. "Logotype type" is defined in section 2, and it refers to the type of entity or affiliation represented by the logotype, not the type of binary format. Logotypes are very difficult to securely and accurately define. Names are also difficult in this regard, but logotypes are even worse. It is quite difficult to specify what is, and what is not, a legitimate logotype of an organization. There is an entire legal structure around this issue, and it will not be repeated here. However, issuers should be aware of the implications of including images associated with a trademark or servicemark before doing so. Santesson, et al. Standards Track PAGE 13 top

RFC 3709 Logotypes in X.509 Certificates February 2004 As logotypes can be difficult (and sometimes expensive) to verify, the possibility of errors related to assigning wrong logotypes to organizations is increased. This is not a new issue for electronic identification instruments. It is already dealt with in a number of similar situations in the physical world, including physical employee identification cards. Secondly, there are situations where identification of logotypes is rather simple and straightforward, such as logotypes for well-known industries and institutes. These issues should not stop those service providers who want to issue logotypes from doing so, where relevant. It is impossible to prevent fraudulent creation of certificates by dishonest or badly performing issuers, containing names and logotypes that the issuer has no claim to or has failed to check correctly. Such certificates could be created in an attempt to socially engineer a user into accepting a certificate. The premise used for the logotype work is thus that logotype graphics in a certificate are trusted only if the certificate is successfully validated within a valid path. It is thus imperative that the representation of any certificate that fails to validate is not enhanced in any way by using the logotype graphic. Logotype data is fetched from a server when it is needed. By watching activity on the network, an observer can determine which clients are making use of certificates that contain particular logotype data. This observation can potentially introduce privacy issues. Since clients are expected to locally cache logotype data, network traffic to the server containing the logotype data will not be generated every time the certificate is used. In cases where logotype data is not cashed, monitoring would reveal usage frequency. In cases where logotype data is cached, monitoring would reveal when a certain logotype image or audio sequence is used for the first time. Certification paths may also impose name constraints that are systematically checked during certification path processing, which, in theory, may be circumvented by logotypes. Certificate path processing as defined in RFC 3280 [PKIX-1] does not constrain the inclusion of logotype data in certificates. A parent CA can constrain certification path validation such that subordinate CAs cannot issue valid certificates to end-entities outside a limited name space or outside specific certificate polices. A malicious CA can comply with these name and policy requirements and still include inappropriate logotypes in the certificates that it issues. These certificates will pass the certification path validation algorithm, Santesson, et al. Standards Track PAGE 14 top

RFC 3709 Logotypes in X.509 Certificates February 2004 which means the client will trust the logotypes in the certificates. Since there is no technical mechanism to prevent or control subordinate CAs from including the logotype extension or its contents, where appropriate, a parent CA could employ a legal agreement to impose a suitable restriction on the subordinate CA. This situation is not unique to the logotype extension. The controls available to a parent CA to protect itself from rogue subordinate CAs are non-technical. They include: - Contractual agreements of suitable behavior, including terms of liability in case of material breach. - Control mechanisms and procedures to monitor and follow-up behavior of subordinate CAs. - Use of certificate policies to declare an assurance level of logotype data, as well as to guide applications on how to treat and display logotypes. - Use of revocation functions to revoke any misbehaving CA. There is not a simple, straightforward, and absolute technical solution. Rather, involved parties must settle some aspects of PKI outside the scope of technical controls. As such, issuers need to clearly identify and communicate the associated risks. 8. IANA Considerations Certificate extensions and attribute certificate extensions are identified by object identifiers (OIDs). The OID for the extension defined in this document was assigned from an arc delegated by the IANA to the PKIX Working Group. No further action by the IANA is necessary for this document or any anticipated updates. 9. Acknowledgments This document is the result of contributions from many professionals. The authors appreciate contributions from all members of the IETF PKIX Working Group. We extend a special thanks to Al Arsenault, David Cross, Tim Polk, Russel Weiser, Terry Hayes, Alex Deacon, Andrew Hoag, Randy Sabett, Denis Pinkas, Magnus Nystrom, Ryan Hurst, and Phil Griffin for their efforts and support. Russ Housley thanks the management at RSA Laboratories, especially Burt Kaliski, who supported the development of this specification. The vast majority of the work on this specification was done while Russ was employed at RSA Laboratories. Santesson, et al. Standards Track PAGE 15 top

RFC 3709 Logotypes in X.509 Certificates February 2004 10. References 10.1. Normative References [LANGCODES] Alvestrand, H., "Tags for Identification of Languages", BCP 47, RFC 3066, January 2001. [PKIX-1] Housley, R., Polk, W., Ford, W. and D. Solo, "Internet X.509 Public Key Infrastructure: Certificate and Certificate Revocation List (CRL) Profile", RFC 3280, April 2002. [PKIX-AC] Farrell, S. and R. Housley, "An Internet Attribute Certificate Profile for Authorization", RFC 3281, April 2002. [SHS] Federal Information Processing Standards Publication (FIPS PUB) 180-1, Secure Hash Standard, 17 April 1995. [Supersedes FIPS PUB 180 dated 11 May 1993.] [STDWORDS] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [HTTP/1.1] Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach P. and T. Berners-Lee, "Hypertext Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999. [FTP] Postel, J. and J. Reynolds, "File Transfer Protocol", STD 9, RFC 959, October 1985. [URI] Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform Resource Identifiers (URI): Generic Syntax", RFC 2396, August 1998. [MEDIA] Freed, N. and N. Borenstein, "Multipurpose Internet Mail Extensions (MIME) Part Two: Media Types", RFC 2046, November 1996. [AUDIO/MPEG] Nilsson, M., "The audio/mpeg Media Type", RFC 3003, November 2000. 10.2. Informative References [X.509] ITU-T Recommendation X.509 (2000) | ISO/IEC 9594-8:2001, Information technology - Open Systems Interconnection - The Directory: Public-key and attribute certificate frameworks Santesson, et al. Standards Track PAGE 16 top

RFC 3709 Logotypes in X.509 Certificates February 2004 APPENDIX A. ASN.1 Module LogotypeCertExtn { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-logotype(22) } DEFINITIONS IMPLICIT TAGS ::= BEGIN IMPORTS AlgorithmIdentifier FROM PKIX1Explicit88 -- RFC 3280 { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-pkix1-explicit(18) }; -- Logotype Extension OID id-pe-logotype OBJECT IDENTIFIER ::= { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-pe(1) 12 } -- Logotype Extension Syntax LogotypeExtn ::= SEQUENCE { communityLogos [0] EXPLICIT SEQUENCE OF LogotypeInfo OPTIONAL, issuerLogo [1] EXPLICIT LogotypeInfo OPTIONAL, subjectLogo [2] EXPLICIT LogotypeInfo OPTIONAL, otherLogos [3] EXPLICIT SEQUENCE OF OtherLogotypeInfo OPTIONAL } LogotypeInfo ::= CHOICE { direct [0] LogotypeData, indirect [1] LogotypeReference } LogotypeData ::= SEQUENCE { image SEQUENCE OF LogotypeImage OPTIONAL, audio [1] SEQUENCE OF LogotypeAudio OPTIONAL } LogotypeImage ::= SEQUENCE { imageDetails LogotypeDetails, imageInfo LogotypeImageInfo OPTIONAL } LogotypeAudio ::= SEQUENCE { audioDetails LogotypeDetails, audioInfo LogotypeAudioInfo OPTIONAL } Santesson, et al. Standards Track PAGE 17 top

RFC 3709 Logotypes in X.509 Certificates February 2004 LogotypeDetails ::= SEQUENCE { mediaType IA5String, -- MIME media type name and optional -- parameters logotypeHash SEQUENCE SIZE (1..MAX) OF HashAlgAndValue, logotypeURI SEQUENCE SIZE (1..MAX) OF IA5String } LogotypeImageInfo ::= SEQUENCE { type [0] LogotypeImageType DEFAULT color, fileSize INTEGER, -- In octets xSize INTEGER, -- Horizontal size in pixels ySize INTEGER, -- Vertical size in pixels resolution LogotypeImageResolution OPTIONAL, language [4] IA5String OPTIONAL } -- RFC 3066 Language Tag LogotypeImageType ::= INTEGER { grayScale(0), color(1) } LogotypeImageResolution ::= CHOICE { numBits [1] INTEGER, -- Resolution in bits tableSize [2] INTEGER } -- Number of colors or grey tones LogotypeAudioInfo ::= SEQUENCE { fileSize INTEGER, -- In octets playTime INTEGER, -- In milliseconds channels INTEGER, -- 1=mono, 2=stereo, 4=quad sampleRate [3] INTEGER OPTIONAL, -- Samples per second language [4] IA5String OPTIONAL } -- RFC 3066 Language Tag OtherLogotypeInfo ::= SEQUENCE { logotypeType OBJECT IDENTIFIER, info LogotypeInfo } LogotypeReference ::= SEQUENCE { refStructHash SEQUENCE SIZE (1..MAX) OF HashAlgAndValue, refStructURI SEQUENCE SIZE (1..MAX) OF IA5String } -- Places to get the same "LTD" file -- Note: The content of referenced "LTD" files is defined by the -- LogotypeData type HashAlgAndValue ::= SEQUENCE { hashAlg AlgorithmIdentifier, hashValue OCTET STRING } -- Other logotype type OIDs id-logo OBJECT IDENTIFIER ::= { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) 20 } Santesson, et al. Standards Track PAGE 18 top

RFC 3709 Logotypes in X.509 Certificates February 2004 id-logo-loyalty OBJECT IDENTIFIER ::= { id-logo 1 } id-logo-background OBJECT IDENTIFIER ::= { id-logo 2 } END APPENDIX B. Example Extension The following example displays a logotype extension containing one Issuer logotype using direct addressing. The issuer logotype image is of the type image/gif. The logotype image file is referenced through 1 URI and the image is hashed by one sha1 hash value. The values on the left are the ASN.1 tag and length, in hexadecimal. 30 106: SEQUENCE { 06 8: OBJECT IDENTIFIER '1 3 6 1 5 5 7 1 12' 04 94: OCTET STRING, encapsulates { 30 92: SEQUENCE { A1 90: [1] { A0 88: [0] { 30 86: SEQUENCE { 30 84: SEQUENCE { 30 82: SEQUENCE { 16 9: IA5String 'image/gif' 30 33: SEQUENCE { 30 31: SEQUENCE { 30 7: SEQUENCE { 06 5: OBJECT IDENTIFIER sha1 (1 3 14 3 2 26) : } 04 20: OCTET STRING : 8F E5 D3 1A 86 AC 8D 8E 6B C3 CF 80 6A D4 48 18 : 2C 7B 19 2E : } : } 30 34: SEQUENCE { 16 32: IA5String 'http://logo.example.com/logo.gif' : } : } : } : } : } : } : } : } : } Santesson, et al. Standards Track PAGE 19 top

RFC 3709 Logotypes in X.509 Certificates February 2004 Authors' Addresses Stefan Santesson Microsoft Denmark Tuborg Boulevard 12 DK-2900 Hellerup Denmark EMail: stefans@microsoft.com Russell Housley Vigil Security, LLC 918 Spring Knoll Drive Herndon, VA 20170 USA EMail: housley@vigilsec.com Trevor Freeman Microsoft Corporation One Microsoft Way Redmond WA 98052 USA EMail: trevorf@microsoft.com Santesson, et al. Standards Track PAGE 20 top

RFC 3709 Logotypes in X.509 Certificates February 2004 Full Copyright Statement Copyright © The Internet Society (2004). This document is subject to the rights, licenses and restrictions contained in BCP 78 and except as set forth therein, the authors retain all their rights. This document and the information contained herein are provided on an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Intellectual Property The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79. Copies of IPR disclosures made to the IETF Secretariat and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementers or users of this specification can be obtained from the IETF on-line IPR repository at http://www.ietf.org/ipr. The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights that may cover technology that may be required to implement this standard. Please address the information to the IETF at ietf-ipr@ietf.org. Acknowledgement Funding for the RFC Editor function is currently provided by the Internet Society. Santesson, et al. Standards Track PAGE 21 top

Internet X.509 Public Key Infrastructure: Logotypes in X.509 Certificates RFC TOTAL SIZE: 46453 bytes PUBLICATION DATE: Tuesday, February 17th, 2004 LEGAL RIGHTS: The IETF Trust (see BCP 78)


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